Head of Compliance and Risk
Kate joined The Alexander Beard Group in April 2018 as Compliance and Client Services Manager. After completing a Law Degree in 2003, she went on to qualify as a Financial Adviser with North Wales firm of Financial Advisers, Buckles, who became part of the Sanlam Group in 2008. Kate moved into the field of Compliance in 2006 and has since become a Fellow of the International Compliance Association.
Having managed a financial services compliance function for over 10 years, Kate is well versed in all areas of regulation, and is keen to promote the positive role Compliance can play in delivering a quality service.