About David
David is a highly experienced compliance professional with a 30-year career working with independent advice firms, stockbrokers, insurance companies, and investment management firms. He is a qualified accountant and a Fellow of the Chartered Securities Institute, and he has played an active role in industry standards and regulation.
David has served on the Compliance Forum of the Securities Institute, the Securities Institute Private Client Diploma Examination committee, and the Compliance Committee of the Association of Private Client Investment Managers and Stockbrokers. Throughout his career, David has shared his expertise by speaking at numerous conferences on a wide range of compliance topics.
A fun fact about David
David is a big American football fan and in 2007 went to the Super Bowl.
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